
Turning Celebrated
Principles Into Reality
By Stephen B. Bright
January/February 2003, page 6
No constitutional right is celebrated so
much in the abstract and observed so little in reality as the
right to counsel.
While leaders of the judiciary, legal
profession and government give speeches every Law Day about
the essential role of lawyers in protecting the individual
rights of people accused of crimes, many states have yet to
create and fund adequately independent programs for providing
legal representation. As a result, some people — even people
accused of felonies — enter guilty pleas and are sentenced to
imprisonment without any
representation. Others languish in jail
for weeks or months — often for longer than any sentence they
would receive — before being assigned a lawyer. Many receive
only perfunctory representation — sometimes nothing more than
hurried conversations with a court-appointed lawyer outside
the courtroom or even in open court — before entering a guilty
plea or going to trial. The poor person who is wrongfully
convicted may face years in prison, or even execution, without
any legal assistance to pursue avenues of post-conviction
review.
United States Supreme Court justices give
speeches decrying the poor quality of legal representation and
acknowledging the likelihood that innocent people have been
executed, but continue to apply a standard of representation
that makes a mockery of the right to counsel. Last Term, the
Court upheld death sentences in one case in which the lawyer
had represented the victim of the murder that his client was
convicted of committing and another in which the lawyer gave
no closing argument at the penalty phase. The United States
Court of Appeals for the Fifth Circuit, sitting
en banc, was
sharply divided over whether the right to counsel is violated
when the one lawyer appointed to defend the accused in a
capital case sleeps during the trial. After a panel held it
did not, the en banc
court reversed, but 5 of the 14 judges on
the court dissented and would have allowed the defendant to be
executed.
And, as the 40th anniversary of the Supreme
Court's historic decision in
Gideon v. Wainwright1
approaches, the Attorney General of the United States takes
the position that anyone he labels an "enemy combatant" can be
denied a lawyer and held incommunicado indefinitely.
For far too many people accused of crimes,
the right to counsel is meaningless and unenforceable. The
40th anniversary of Gideon
requires a sober assessment of just how
far short most governments have fallen in meeting their
constitutional responsibilities under
Gideon. It
also requires a candid recognition of the tremendous
resistance to Gideon
by some prosecutors, judges, legislators,
governors, lawyers and lay people, the indifference of many
others, and the enormous difficulty of protecting the rights
of people without a constituency in an era when public policy
is driven by campaign contributions and courts are unwilling
to protect individual rights. And it requires a recommitment
to making the right to counsel a reality, and a careful
appraisal of new ways of seeking that goal, such as greater
use of impact litigation in both the state and federal courts.
The 40th anniversary of
Gideon is
also an occasion for recognizing the dedication and commitment
of attorneys who have proudly and capably defended poor people
accused of crimes. Many lawyers work long hours under the
burden of overwhelming caseloads and the immense pressure of
being responsible for the lives and liberty of too many fellow
human beings. Many are not adequately compensated and are
routinely denied necessary investigative and expert
assistance. They endure the hostility of judges, prosecutors
and segments of the public for doing their job. These heroes
in the struggle to achieve equal justice carry on, day after
day, year after year, providing a zealous defense for the
poorest and most powerless people in our society, making good
on Gideon
even though the larger society has failed
to do so.
This is also an occasion for recognizing
the programs that provide the accused with representation by
capable lawyers who are trained, supervised, adequately
compensated and provide the investigative and expert
assistance needed to represent people properly. These programs
provide examples of how to reduce the gap between rhetoric and
reality and achieve equal justice.
Principles
celebrated but not enforced
President William Howard Taft told the
Virginia Bar Association early in the 20th century, "Of the
questions that are before the American people, I regard no one
as more important than the administration of justice. We must
make it so that a poor [person] will have as nearly as
possible an equal opportunity in litigating as the rich
[person], and under present conditions, ashamed as we may be
of it, that is not the fact."
The situation was even more shameful than
the President acknowledged. Many states in the South had not
only failed to provide lawyers to people accused of crimes,
but leased convicted prisoners to plantations, railroads,
turpentine camps, or other private interests that needed cheap
labor.2 When a work force was needed, men would be arrested
for vagrancy and other minor crimes, convicted and leased.
African Americans were sent to prison on almost any pretext.
Many convicts were worked to death. One historian has observed
that "[t]he South's economic development can be traced by the
blood of its prisoners."3
Although convict leasing was replaced by
prisons in the late 19th and early 20th centuries, many states
did not provide lawyers for poor people accused of crimes
except in capital cases. And in those cases, the accused often
received only token representation. In the 1920s and 30s, many
communities replaced lynchings, which were giving them a bad
reputation, with quick trials where the accused were provided
only perfunctory representation before being sentenced to
death and executed. These proceedings "retained the essence of
mob murder, shedding only its outward forms."
A half century after President Taft's
speech, the United States Supreme Court, speaking through
Justice Hugo Black, expressed the same sentiment he had in
Griffin v. Illinois,
declaring, "[t]here can be no equal justice where the kind of
trial a [person] gets depends on the amount of money he [or
she] has" in holding that the government must provide a
transcript to a convicted defendant for purposes of appeal.4
A few years later in response to Clarence
Earl Gideon's hand-written petition, the Court held that the
government must also provide a lawyer for the accused in
felony cases. The Court observed, "in our adversary system of
criminal justice, any person haled into court, who is too poor
to hire a lawyer, cannot be assured a fair trial unless
counsel is provided for him," before concluding, "lawyers in
criminal cases are necessities, not luxuries."5
A decade later, the Court expressed its
concern about "assembly line justice," where pleas were
accepted without adequate attention to the individual
defendant, in Argersinger v.
Hamlin.6 Emphasizing the
importance of a lawyer in helping defendants decide whether to
plead guilty or go to trial, the Court held that no
imprisonment may be imposed unless the accused was represented
by counsel. The Court called upon the legal profession to
expand the availability of counsel "so that no person accused
of crime must stand alone if counsel is needed."7
But these principles are more easily stated
by the Supreme Court than implemented by legislatures and
enforced by the courts. Many members of the legal profession
have been far more responsive to the extraordinary income that
can be generated through the practice of law than to the
Supreme Court's call to expand the availability of counsel to
the poor.
Realization of
Gideon and
its progeny requires structure, resources, independence and a
standard of representation enforced by the courts. While the
Supreme Court has set the standard of representation so low as
to be virtually meaningless, some states have created
independent programs and some have adequately funded them. For
example, Florida promptly responded to
Gideon with
the creation of public defender offices in each judicial
circuit. The outstanding work of two veteran attorneys in
preventing a wrongful conviction for murder is featured in the
Academy Award-winning documentary,
Murder on a Sunday Morning.
However, 40 years after Gideon,
many jurisdictions lack all four of these essential elements.
Resistance to
Gideon
While some states have implemented the
right to counsel recognized in
Gideon, others have resisted.
For example, Georgia's legislature rejected a proposal for
statewide funding for indigent defense in 1976 after being
told by the state's prosecutors that it was "the greatest
threat to the proper enforcement of the criminal laws of this
state ever presented." The opposition of Georgia's judges and
prosecutors delayed any state funding for years and has
prevented to this day the creation of an independent,
adequately funded system for providing indigent defense in
Georgia.
Thirty years after
Gideon, a
judge of the Texas Court of Criminal Appeals decried its
"mischievous results" and lamented that the decision deprived
Texas of "its sovereignty in right to counsel matters for
indigent defendants," arguing that a case-by-case assessment
of whether the accused needed counsel was "better reasoned and
more true to principles of federalism."8 This statement is
particularly remarkable because at the time Texas had done
virtually nothing to implement
Gideon, leaving the
responsibility for the representation of indigents to its
counties.
Many state and local governments have been
concerned chiefly with cost, not the quality of the defense or
the fairness of their process for people accused of crimes.
When they have examined factors other than costs, many
evaluate indigent defense programs not from the standpoint of
ensuring fair trials, but with an eye to increasing
administrative convenience in moving dockets.
The need for structure, organization and
training for prosecutors, judges, and clerks is universally
acknowledged. Courts and prosecutors offices are usually
organized by judicial districts, have full-time staffs and
associations or other organizations for providing training and
mutual support. But no such structure exists in many states
for providing defense services.
For example, Texas, which has 254 counties,
and Georgia, which has 159 counties, leave primary
responsibility to their counties to provide representation for
those who cannot afford lawyers. In some counties, there may
be different approaches to providing counsel in different
courts. Such a hopelessly fragmented system cannot and does
not deliver a consistent quality of legal representation. In
addition, both states for many years left funding entirely to
the counties, and now provide the counties with only a small
percentage of the total cost of indigent defense.
Resistance to providing counsel was renewed
last year when the Supreme Court held in
Alabama v. Shelton
that lawyers must be provided in cases in which the defendant
is placed on probation but faces imprisonment for a violation
of probation.9 Judges on some municipal and other courts that
handle petty offenses without providing lawyers announced
their intention to carry on business as usual, by extracting
waivers of counsel, finding a "loophole" in the decision, or
even disregarding it.
But more jurisdictions are overcoming the
resistance to Gideon.
Arkansas established a state-wide, state-funded public
defender system five years ago, and Virginia is now
establishing public defender and capital defender offices.
Still, resistance continues in states such as Mississippi,
where a bill to create a state-wide defender system passed the
State Senate in 1997, but was blocked in the House.
Mississippi still leaves the representation of indigents up to
each county.
And a bad situation is deteriorating in
many places. Legislators pass crime bills which include
greater appropriations for law enforcement, crime laboratories
and prosecutors, producing more arrests and prosecutions, but
fail to provide adequate funding for indigent defense, causing
the system to become even more out of balance.
Justice on the
cheap
In the absence of adequate funding to
attract competent lawyers to defend the poor, some
jurisdictions still conscript unwilling lawyers to defend the
poor. When their turn comes, the tax lawyer and the real
estate lawyer are assigned a criminal case. This is much like
assigning a dentist a patient who needs brain surgery, but
courts operate on the fiction that anyone licensed to practice
law can handle any kind of case even though ethical
considerations require lawyers to decline cases they cannot
competently handle. A Georgia lawyer who practices real estate
law from his home filed suit last year seeking to prohibit the
court in his county from appointing him to represent children
accused of crimes because he was not competent to defend them.
Other jurisdictions contract with one or
more attorneys to represent all the indigent defendants for a
fixed price. The lawyer is allowed to maintain a private
practice, thus creating a disincentive for the lawyer to
devote much time to indigent clients. Some jurisdictions award
the contracts to the lawyer who submits the lowest bid. A
family of lawyers who contracted with four counties in Georgia
to provide representation for the past 20 years handled felony
cases at an average cost of less than $50 per case. In another
county, a contract lawyer came to court with responsibility
for 94 people set for trial on the same day. Most cases were
resolved with hastily arranged plea deals; none were tried.
While some jurisdictions provide competent
representation through a public defender or an assigned
counsel program, many fail to fund them adequately, leaving
underpaid lawyers with staggering caseloads and insufficient
resources for investigation and experts. Some states pay
assigned counsel such low rates that attorneys make less than
the minimum wage in some cases.
Judges assign lawyers to defend the accused
in many states. Ensuring competent counsel is not always the
highest priority for judges appointing lawyers. A study of
homicide cases in Philadelphia revealed that judges there
appointed attorneys to defend cases based on political
connections, not on legal ability. In a survey of Texas
judges, over half said that judges they knew based their
appointments in criminal cases in part on whether the
attorneys were political supporters or had contributed to the
judge's political campaign. A quarter of the judges admitted
that their own
decisions in appointing counsel were influenced by these
factors. Another survey of Texas judges found that almost half
admitted that an attorney's reputation for moving cases
quickly, regardless of the
quality of the defense, was a
factor that entered into their appointment decisions.
And providing zealous representation is not
always the highest priority for lawyers who are dependent upon
judges for business. An experienced criminal defense lawyer in
Houston said, "The mindset of a lot of court-appointed lawyers
is to please the judge, to curry favor with the judge by
getting a quick guilty plea from the client. Then everybody's
happy."
No justice at
all
As a result of the failure of many states
to meet their constitutional obligations under
Gideon, it is
generally acknowledged that the kind of justice one receives
depends very much on the amount of money one has, contrary to
Justice Black's statement in
Griffin v. Illinois and the
phrase "Equal Justice Under Law" engraved on the Supreme Court
building.
The difference is evident from the start. A
person who can afford to retain a lawyer usually does so
within hours of arrest, and the lawyer may secure the client's
release shortly thereafter. People who cannot afford a lawyer
may spend weeks or months in jail before being assigned a
lawyer. Those who can afford a lawyer receive individual
representation. Those who cannot afford a lawyer are often
processed through the courts with only a few minutes of a
lawyer's time.
But of far greater consequence of
inadequate representation is the ultimate outcome of the case.
The exoneration of over 100 people previously sentenced to
death and the release of even more people as a result of DNA
evidence has demonstrated the most drastic consequence of
inadequate representation — conviction of the innocent. In
many courts, it is far better to be rich and guilty than poor
and innocent.
Governor George Ryan declared a moratorium
on executions in Illinois in 2000 because between 1987 and
2000, the state had released 13 people from death row who had
been exonerated, while executing 12. Four of those exonerated
were represented at trial by attorneys who were later
disbarred or suspended.10 Dennis Williams was represented at
his first trial by an attorney who was later disbarred and at
his second trial by an different attorney who was later
suspended. Williams was convicted twice of the 1978 murders of
a couple from Chicago's south suburbs before being exonerated
by DNA evidence.
One-third of the lawyers who represented
people sentenced to death in Illinois have been disbarred or
suspended. One of the lawyers, a convicted felon and the only
lawyer in Illinois history to be disbarred twice, represented
four men who were sentenced to death. He handled those cases
after being disbarred once and then reinstated despite
concerns about his emotional stability and drinking.
The same poor quality of representation by
lawyers has led to wrongful convictions throughout the
country. Some lawyers were not qualified to handle criminal
cases.
Gary Drinkard was sentenced to death in
Alabama at a trial where he was represented by a lawyer who
did collections and commercial work, another who handled
foreclosures and bankruptcy cases, and a recent law graduate.
Drinkard was imprisoned for seven years, five of them on
Alabama's death row, before receiving a new trial at which he
was represented by criminal defense lawyers with experience in
defending capital cases. After they proved that he was at home
on the night the murder was committed with a back injury so
severe that it would have been impossible for him to commit
the crime, he was acquitted and released.
In some cases, the system gets what it pays
for. Frederico Martinez-Macias was represented at his capital
trial in Texas by a court-appointed attorney paid only $11.84
per hour.11 After a full investigation and development of
facts regarding his innocence by
pro bono lawyers from Skadden,
Arps, Slate, Meagher & Flom, Martinez-Macias won federal
habeas corpus
relief. A grand jury refused to re-indict him, and he was
released after nine years on death row.
Numerous other wrongful convictions exposed
through DNA evidence are described by Barry Scheck, Peter
Neufeld and Jim Dwyer in their important book,
Actual Innocence (2000).
Unfortunately, for many people convicted in the criminal
courts, there is no biological evidence for DNA testing and no
volunteer lawyer who steps forward to take the case.
But even if the accused is guilty of a
crime, the knowledge and skills of counsel are essential to
protect the integrity of the process and ensure that courts
make well informed decisions on issues ranging from bail to
sentence. For example, lawyers appointed to defend Horace
Dunkins in Alabama did not present evidence that he was
mentally retarded, and lawyers appointed to defend Robert
Sawyer in Louisiana did not present evidence of his mental
illness. The juries did not have this critical information
when they determined sentence. Nevertheless, both were
executed.
The quality of legal representation
tolerated by some courts shocks the conscience of a person of
average sensibilities. But poor representation resulting from
lack of funding and structure has become a part of the culture
of the courts, and it has been accepted as the best that can
be done with the limited resources available.
For example, judges in Houston, Texas
repeatedly appointed, over 40 years, a lawyer known for
hurrying through trials like "greased lightning," to represent
indigent defendants. Ten people represented by the lawyer were
sentenced to death. In at least two of those cases, the lawyer
slept during parts of the capital trial.
In Calvin Burdine's case, the clerk of the
court testified that "defense counsel was asleep on several
occasions on several days over the course of the proceedings."
The lawyer's file on the case contained only three pages of
notes. Most people caught sleeping on the job in any line of
work are fired. But Houston judges continued to appoint
Burdine's trial lawyer, the late Joe Frank Cannon, to capital
and other criminal cases, and the Texas Court of Criminal
Appeals found that a sleeping attorney was sufficient
"counsel" under the Sixth Amendment.12
A United States District Court, making the
unremarkable observation that "sleeping counsel is the
equivalent of no counsel at all," granted Burdine
habeas corpus
relief,13 but a panel of the Fifth Circuit reversed the grant
of habeas corpus
relief.14 The court, sitting en
banc, held in a 9-5 decision
that Burdine was entitled to a new trial.15 When Burdine
returned to Houston for retrial, the trial judge refused to
appoint the lawyer who had represented him for 15 years in
post-conviction proceedings and instead appointed a lawyer who
had no familiarity with Burdine or his case.
The same lawyer who slept during Burdine's
trial slept during the trial of Carl Johnson, but both the
Texas Court of Criminal Appeals and the Fifth Circuit upheld
the conviction and sentence. Neither court published its
opinion. Carl Johnson was executed in 1995.16
How can trial judges preside over cases in
which the lawyer for a person facing the death penalty sleeps?
A Houston judge who presided over the case of George McFarland
answered, "The Constitution doesn't say the lawyer has to be
awake."17 The Texas Court of Criminal Appeals upheld the death
sentence imposed on McFarland, rejecting his claim that he was
denied his right to counsel over the dissent of two judges who
pointed out that "[a] sleeping counsel is unprepared to
present evidence, to cross-examine witnesses, and to present
any coordinated effort to evaluate evidence and present a
defense."18
Of course, most lawyers do not sleep during
trial. But the bitter division of a federal court over whether
sleeping during a capital trial violates the Sixth Amendment
sadly demonstrates how little regard the courts have for the
right to counsel. Harold Clarke, then Chief Justice of the
Georgia Supreme Court, aptly described the efforts of Georgia
and many other states in providing counsel for the poor: "[W]e
set our sights on the embarrassing target of mediocrity. I
guess that means about halfway. And that raises a question:
Are we willing to put up with halfway justice? To my way of
thinking, one-half justice must mean one-half injustice, and
one-half injustice is no justice at all."19
Most
fundamental right
The right to counsel is the most
fundamental constitutional right because an attorney is needed
to protect the client's rights and marshal the evidence
necessary for a fair and reliable determination of guilt or
innocence and, if guilty, a proper sentence. But who asserts
the right to counsel for a defendant who cannot afford counsel
and has no knowledge of the legal system?
The lawyer who submits the lowest bid for a
county's indigent defense business is not necessarily capable
of defending criminal cases. In courts where lawyers are
appointed by judges, it is no secret that judges do not always
appoint the best and brightest to defend the poor. In part,
this is because judges do not want to impose on those members
of the profession who have more financially lucrative things
to do. Many judges also appoint lawyers who try cases rapidly,
instead of zealously, in order to move their dockets.
The indigent defendant represented by an
incapable lawyer may not even know he has a right to something
better than the lowest bidder, the lawyer who takes the
"greased lightning" approach to handling cases, or a lawyer
who is so undercompensated, so overworked or so incompetent
that adequate representation cannot be provided.
Even those who recognize that their lawyers
are not adequate may not complain out of fear that the quality
of the representation will deteriorate even more if they voice
a complaint. And there is the equally valid fear that the next
lawyer appointed by the same judge may be even worse.
The difficulty of enforcing the right to
counsel is illustrated by the plight of an African-American
man, Gregory Wilson, who faced the death penalty in Covington,
Kentucky. The judge presiding over the case had difficulty
finding a lawyer for Wilson, because a Kentucky statute
limited compensation for defense counsel in capital cases to
$2500.
When the head of the local indigent defense
program suggested to the judge that more compensation was
necessary to obtain a lawyer qualified for such a serious
case, the judge suggested that the indigent defense program
rent a river boat and sponsor a cruise down the Ohio river to
raise money for the defense.
The judge eventually obtained counsel by
posting a notice in the courthouse asking any member of the
bar to take the case with the plea "PLEASE HELP. DESPERATE."
The notice said nothing about qualifications to handle a
capital case. The judge appointed two lawyers who responded.
This method of selecting counsel did not
produce a "dream team." The lead counsel can charitably be
described as well past his prime. The lawyer did not have an
office, but practiced out of his home, where a Budweiser beer
sign was visible. The police had recently pried up the boards
in his living room floor and recovered stolen property. The
telephone number he gave Wilson was for a bar called "Kelly's
Keg." The other lawyer, who had volunteered to assist lead
counsel, had no felony trial experience.
Wilson, realizing that the lawyers were not
up to the task of defending a capital murder case, repeatedly
objected to being represented by the lawyers. He repeatedly
asked the judge that he be provided with a lawyer who was
capable of defending a capital case. The judge refused and
proceeded to conduct a trial that was a travesty of justice.
Lead counsel was not even present for much of the trial. He
cross-examined only a few witnesses, including one witness
whose direct testimony he missed because he was out of the
courtroom. Wilson was sentenced to death.
What more could Gregory Wilson do to
enforce his Sixth Amendment right to counsel? He objected. He
complained about the lawyers appointed by the judge, who were
clearly incapable of defending a capital case. He asked for a
real lawyer. But even these efforts were insufficient to
enforce the right to counsel.
Supposedly, the right to counsel can be
protected after
the defendant has received ineffective
assistance and been convicted. The defendant, perhaps an
innocent person whose life may have been destroyed by the
ordeal of trial and jail, can assert a claim of ineffective
assistance of counsel. But the Catch-22 for most poor people
is that they cannot prove an ineffectiveness claim without a
competent lawyer.
The U.S. Supreme Court has held that
indigents are not entitled to a lawyer for state
post-conviction proceedings, where claims of ineffective
assistance are often raised.20 Even if the defendant is
provided a lawyer to raise a claim of ineffectiveness, the
court that failed to provide competent counsel at trial is
unlikely to provide any more competent counsel for
post-conviction proceedings.
Exzavious Gibson, a man with an I.Q. of
less than 80 who was condemned to die by Georgia, had no
lawyer in the state post-conviction proceedings and was unable
on his own to challenge the effectiveness of his
court-appointed lawyer. Gibson's evidentiary hearing started
as follows:
The Court: Okay. Mr. Gibson, do you want to
proceed?
Gibson: I don't have an attorney.
The Court: I understand that.
Gibson: I am not waiving my rights.
The Court: I understand that. Do you have
any evidence you want to put up?
Gibson: I don't know what to plead.
The Court: Huh?
Gibson: I don't know what to plead.
The Court: I am not asking you to plead
anything. I am just asking you if you have anything you want
to put up, anything you want to introduce to this Court.
Gibson: But I don't have an attorney.21
Nevertheless, the court went ahead with the
hearing. The state was represented by an assistant Attorney
General who specialized in capital
habeas corpus
cases. After his former attorney had been called as a witness
against him, Gibson was asked if he wanted to conduct the
cross-examination:
The Court: Mr. Gibson, would you like to
ask Mr. Mullis any questions?
Gibson: I don't have any counsel.
The Court: I understand that, but I am
asking, can you tell me yes or no whether you want to ask him
any questions or not?
Gibson: I'm not my own counsel.
The Court: I'm sorry, sir, I didn't
understand you.
Gibson: I'm not my own counsel.
The Court: I understand, but do you want,
do you, individually, want to ask him anything?
Gibson: I don't know.
The Court: Okay, sir. Okay, thank you, Mr.
Mullis, you can go down.22
Gibson tendered no evidence, examined no
witnesses, and made no objections. The judge denied Gibson
relief by signing an order prepared by the Attorney General's
office without making a single change.
A few states, unlike Georgia, provide
inmates with representation in post-conviction proceedings
even though the Constitution does not require them to do so.
Some inmates are fortunate to have capable lawyers represent
them pro bono
or by a public interest program. But poor people convicted of
crimes in many state criminal courts lack any access to
lawyers to file post-conviction petitions challenging the
effectiveness of the representation they received. For them,
there is simply no remedy for the denial of their most
fundamental right.
The Supreme
Court's failure to enforce the right to counsel
Even those who obtain new and competent
counsel to bring claims of ineffective assistance may not
receive relief because of the standard established by the
Supreme Court in Strickland v.
Washington.23 Although the
Supreme Court held in Gideon
that a poor person facing felony
charges "cannot be assured a fair trial unless counsel is
provided for him," the courts have since held that the lawyer
need not be aware of the governing law,24 sober,25 or even
awake.26
Judge Alvin Rubin of the Fifth Circuit put
it bluntly:
The Constitution, as interpreted by the
courts, does not require that the accused, even in a capital
case, be represented by able or
effective counsel.. . .
Consequently, accused persons who are represented by
"not-legally-ineffective" lawyers may be condemned to die when
the same accused, if represented by effective counsel, would
receive at least the clemency of a life sentence.27
Supreme Court justices have expressed
concern about the adequacy of representation in capital cases
and noted the relationship between the adequacy of
representation and the risk of unreliable verdicts and
sentences. Justice Ruth Bader Ginsburg has said that she has
"yet to see a death case, among the dozens coming to the
Supreme Court on eve of execution petitions, in which the
defendant was well represented at trial" and that "[p]eople
who are well represented at trial do not get the death
penalty."28 Justice Sandra Day O'Connor, expressing similar
concerns, has said that "[p]erhaps it's time to look at
minimum standards for appointed counsel in death cases and
adequate compensation for appointed counsel when they are
used"29
Yet the Court has refused to adopt minimum
standards or even explain to a nation that is increasingly
concerned about the conviction of innocent people, and the
poor quality of legal representation in criminal cases in
general and capital cases in particular, how the Constitution
permits the current unequal, unfair, arbitrary and
discriminatory state of affairs to continue. The Court has
denied scores of petitions of people who received deplorable
representation and upheld death sentences in one case in which
the lawyer had represented the victim of the murder that his
client was convicted of committing,30 and another in which the
lawyer gave no closing argument at the penalty phase.31
Keeping alive
the dream of equal justice
Forty years after
Gideon, many
state legislatures are still unwilling to create the structure
and pay the price for adequate representation; the Supreme
Court is unwilling to enforce the right to counsel by adopting
a standard of competence; and many of those responsible for
the justice system resist implementing
Gideon,
regarding it an unfunded mandate from the federal government,
or are indifferent to the scandalous quality of legal
representation provided to those who cannot afford a "real
lawyer."
There is a temptation to give up hope that
many poor people who face the loss of life or liberty will
ever receive adequate representation, and to concede that
perhaps the time has come to sandblast the words "Equal
Justice Under Law" off the Supreme Court building and
acknowledge that we have country-club justice for the wealthy
and plantation justice for the poor.
But even though equal justice has never
been achieved, it is the most fundamental aspiration of our
legal system. It represents the kind of legal system we would
like to have and the kind of society we aspire to be. On the
40th anniversary of Gideon,
lawyers should ask themselves whether they have done enough to
keep alive the promise of equal justice and what more they can
do.
They can bring lawsuits. Many states comply
with the United States Constitution only when ordered to do so
by federal courts. It was only through federal court orders
that the schools were desegregated, the prisons made slightly
less brutal, the mental health institutions improved a bit,
and other changes in the status quo grudgingly achieved. It is
clear that litigation in both state and federal courts and
perseverance over many years will be required to implement
Gideon
in many jurisdictions. The great Georgia
lawyer, Edward T. M. Garland, after bringing one such suit,
promised that another would be "coming soon to a courthouse
near you."
A suit brought by Garland and others
resulted in the creation of a public defender office in Coweta
County, Georgia. In the two years prior to the suit, over half
of the defendants in felony
cases were processed through the
court without lawyers. Two suits in Fulton County, which
includes Atlanta, resulted in continuous representation of
people from arrest to indictment, reduction in the time
between arrest and court appearances for people accused of
misdemeanors, and the provision of public defenders to people
facing misdemeanor charges. Improvements in indigent defense
programs in Connecticut and other states have been achieved
through litigation. In Mississippi, several counties are suing
the state, seeking to require it to fund indigent defense.
A single public defender, Rick Teissier,
challenged the excessive caseloads and lack of investigative
assistance in his office in New Orelans. The Louisiana Supreme
Court found that caseloads were so excessive and investigative
resources so limited that clients were "not provided with the
effective assistance of counsel the Constitution requires,"
required pretrial hearings on whether lawyers could
effectively handle the number of cases assigned to them, and
prohibited prosecutions from going forward in cases where
effective assistance could not be provided due to a lawyer's
workload and lack of resources.32
Lawyers must also speak out. They must not
be silent about the failure to provide equal justice or
apologists for a system which fails to provide competent
representation. They must bear witness to the deficiencies of
the system in the hope of prompting state legislatures and
courts to take their eyes off the embarrassing target of
mediocrity and to take aim at a full measure of justice for
all citizens. They must be at the legislature representing
those who do not have a constituency and arguing for the
structure, funding and independence that is necessary for the
adversary system to work.
More law schools must follow the example of
Harvard, New York University, Georgetown and other schools
which have outstanding clinical programs educating students
and serving the poor in many areas. These programs not only
teach students how to defend people accused of crimes, but
they also educate students about the desperate need for legal
services of those whose lives or liberty is at stake in the
legal system.
Individual lawyers must provide zealous
representation to some poor people, even if the government
fails in its larger responsibility of providing legal services
to everyone. As a result of the efforts of some dedicated
lawyers, some innocent people will avoid wrongful conviction;
some troubled youths will be diverted to drug, alcohol, mental
health, job training and other programs instead of prisons;
some will live instead of being put to death by the
government, and others will receive professional advice and
zealous advocacy through what is to them the strange and
foreign land of the criminal justice system.
These efforts demonstrate a recognition of
the preciousness of life, liberty, fairness and adherence to
the Bill of Rights in a time and a culture of misplaced values
and indifference to injustice. They set an example that
reminds us that achieving equal justice for all is not beyond
the grasp of this wealthy society. And for the defendants who
are fortunate to be represented by these lawyers, the promise
of Gideon v. Wainwright
will be realized.
Stephen B. Bright is Director of the
Southern Center for Human Rights in Atlanta, GA. (404)
688-1202 E-mail: sbright@schr.org This article is based on one
originally published in The Champion, March 1998.
Notes
1. Gideon v. Wainwright, 372 U.S. 335
(March 18, 1963).
2. See David M. Oshinsky, Worse than
Slavery: Parchman Farm and the Ordeal of Jim Crow Justice
35-37, 40-50, 55-81 (1996).
3. Id.
at 60
4. Griffin v.
Illinois, 351 U.S. 12 (1956).
5. Gideon,
372 U.S. at 344.
6. Argersinger v. Hamlin, 407 U.S. 25
(1972).
7. Id.
at 36.
8. See Ex
parte Jordan, 979 S.W.2d 61
(Tex. Crim. App. 1994) (McCormick, P.J., dissenting).
9. Alabama v. Shelton, 122 U.S. 1764
(2002).
10. Ken Armstrong & Steve Mills,
Inept Defense Cloud Verdicts,
Chi. Trib., Nov. 15, 1999, at 1.
11. Martinez-Macias v. Collins, 979 F.2d
1067 (5th Cir. 1992).
12. Ex parte
Burdine, 901 S.W.2d 456 (Tex. Crim. App. 1995).
13. Burdine v. Johnson, 66 F. Supp. 2d 854,
866 (S. D. Tex. 1999).
14. Burdine v. Johnson, 231 F.3d 950 (5th
Cir. 2000).
15. Burdine v. Johnson, 262 F.3d 336 (5th
Cir. 2001) (en banc).
16. David R. Dow,
The State, the Death Penalty,
and Carl Johnson, 37 B.C. L. Rev. 691, 711 (1996).
17. John Makeig,
Asleep on the Job,
Lawyer Says,
Houston Chron., Aug. 14, 1992, at A35.
18. McFarland v. Texas, 928 S.W.2d 482
(Tex. Crim. App. 1996).
19. Chief Justice Harold G. Clarke, Annual
State of the Judiciary Address,
reprinted in Fulton County Daily
Rep., Jan. 14, 1993, at 5.
20. Pennsylvania v. Finley, 481 U.S. 551
(1987). The Court has held that even in capital cases, there
is no right to counsel in post-conviction proceedings. Murray
v. Giarratano, 492 U.S. 1 (1989).
21. Gibson v. Turpin, Super. Ct. of Butts
Co., Ga., No. 95-V-648, Transcript of hearing of Sept. 12,
1996, at 2-3.
22. Id.
at 67.
23. 466 U.S. 668 (1984).
24. See Stephen B. Bright, Counsel for the
Poor: The Death Sentence Not for
the Worst Crime But for the Worst Lawyer,
103 Yale L. J. 1835, 1839 (1994);
A Lawyer Without Precedent,
Harper's, June 1997, at 24, 26) (transcript of lawyer
testifying he was not aware of any case from any court).
25. See Jeffrey L. Kirshmeier,
Drink, Drugs, and Drowsiness: The
Constitutional Right to Effective Assistance of Counsel and
the Strickland Prejudice Requirement,
75 Neb. L. Rev. 425, 455-60 (1996).
26. See McFarland v. Texas, 928 S.W.2d 482
(Tex. Crim. App. 1996) (upholding death sentence even though
lead defense counsel slept during trial); David R. Dow,
The State, the Death Penalty, and Carl
Johnson, 37 B.C. L. Rev. 691,
694-95 (1996) (describing the case of Carl Johnson, who was
executed even though his defense counsel slept during portions
of the trial).
27. Riles v. McCotter, 799 F.2d 947, 955
(5th Cir. 1986) (Rubin, J., concurring).
28. In Pursuit
of the Public Good: Lawyers Who Care,
Joseph L. Rauh Lecture at the David A. Clarke School of Law of
the University of the District of Columbia (Apr. 9, 2001)
http://www.supremecourtus.gov/ publicinfo/speeches/sp_04-09-01a.html
29. Justice Sandra Day O'Connor, Remarks at
the Meeting of the Minnesota Women Lawyers (July 2, 2001).
30. Mickens v. Taylor, 122 S.Ct. 1237
(2002).
31. Bell v. Cone, 122 S.Ct. 1843 (2002).
32. See
State v. Peart, 621 So. 2d 780, 790
(La. 1993). |
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